The lute in its historical reality


 

The lute in its historical reality

                                                                                                                  

                                                                                                                                                  by Mimmo Peruffo


'Now divine aire, now is his soule ravisht, is it not strange that sheepes guts should hale soules out of mens bodies?'

William Shakespeare, Much Ado about Nothing.



Foreword by the Author
The present work is the synthesis of a research (we might call it historical-archaeological) that began in the 1980s. 
A synthesis we still have to consider as provisional, since liable to be expanded or modified after possible new discoveries or further reasonings on the subject of stringing the Lute in its several historical seasons.

For each historical period of the Lute I listed the diverse,
concomitant historical evidence I have knowledge of (both treatises, and of a technological, epistolary, iconographical nature) dealing with strings, to which are added mathematical verification and experimental tests (every hypothesis must also work in practice in order to be accepted as plausible). The conclusive hypothesis, as harmonized synthesis of all sources, is expressed at the end of the exposition of the documentation.
 Of course I tried to make sure it does not contradict any of the listed documents. When so, I left a doubt, or a different interpretational model, open. 

On the other hand, wherever different points of view exist, I took care to expose them together with their reasons, pointing out their weak points (in the light of historical sources, mathematical calculations etc.).

To better tackle this task I drew on the synergic competence acquired from my former activities as chemical analyst, amateur lute maker and (again, out of passion) lute student.

To this sum of experiences is to be added my profession as string maker, which integrates the teachings received from my mentor, Arturo Granata (the last string maker in Italy who excercised his trade for many decades), in the active research in the fields of ancient string making and historical documentation and treatises on the Lute and other string instruments.

My activity as string maker plays here a fundamental role: the fact of never having seen and handled fresh gut strongly limits the very formulation of hypotheses that first of all must take into account whether gut can eventually produce what we expected it would do.

So a long and thourough study was necessary of the technologies in use in the 16th and 17th centuries (especially regarding the dyeing of leather, fabrics, silk, hairs etc. and then the techniques of metal wire), constantly supported by Franco Brunello, one of but a few experts in the world on the subject of applied chemistry to the tanning of leather and dyeing of fabrics and silk in the 16th-18th centuries. 

It was thanks to his suport that I had the good luck of having at my disposal original historical texts or
 now very rare16th and 17th century reprints of a technological nature, which allowed me to carry out, in the period 1983-1990, at least 1,500 tests after ancient (and partly more recent) recipes from the dyeing and tanning trades, in the hope of being able to apply them to the loading of gut for bass strings.

Besides, I read several ancient recipe books and went through a few hundreds of volumes of lists of 16th and 17th century manuscripts from the principal Italian libraries, in the hope of finding some useful information about string making technology (and this is how the Statutes of Roman and Neapolitan string makers
were found).

This kind of research was also extended to the State archives of cities that had been historical string production centers like Rome, Pistoia, Florence, Bologna, Naples, Lyon, Strasbourg etc.
It was, again, thanks to Brunello's personal knowledge and to his books that I eventually realized that the incorporation of insoluble pigments had been a very common practice in the past, prompting me to apply it to loading of gut and test its efficacy.

Very helpful was, specifically, the in-depth study of Renaissance techniques of silk treatment with minerals and so was my knowledge of chemistry applied to goods
and of the mineral chemical compounds known in the past.

The resarch carried out in the museums of Vienna, Nürnberg, Paris, Florence, Bologna, Rome, Barcelona, Innsbrück, Berlin, Eisenach, or in private collections (with the scope of measuring the diameters of bridge holes on surviving Lutes) and at the same time the analysis of the iconographical sources of the time finally closed the circle.

At this point I would like to mention the surviving pieces of historical strings found in some European museums (Rome, Innsbrück, Brussels, Vienna, Nürnberg), on which I am keeping a constantly updated database that presently counts hundreds of specimens that can be defined as 'ancient'.

Finally, I would also like to mention the filmed interviews (with practical demonstrations of working techniques, tools, processes, etc.) with the last, very few, elderly Italian string makers, heirs of a historical technological tradition passed on from father to son, just in time to prevent its final disappearance.

 Fortunately we were able to achieve that task before it was too late and we can now state that every phase of the whole historical production cycle is safely recorded and perfectly reproducible.


I hope that this work will help stimulate further debate and practical research rather than simply support the formulation of certainties (or, at the other end, superficial opinions) based, only too often, on scarce (or partial) knowledge of the documents, of the mechanical and acoustical properties of strings and of the technological resources of the past which, in achaeological work, nearly always only add to confusion and leave things as they were. 
MP



A few words on the Lute, 
strumento perfectissimo et eccellentissimo 

 

The Lute is no doubt the instrument on which the ancient lute and string makers invested all they could invest to obtain the maximum acoustical performance from the interface string-instrument. 

The limited working tension, the sound emission obtained through just one initial impulse from the fingers (and not a continuous one as obtained with a bow) and the remarkable open string range (especially on instruments with ten or eleven courses on a single neck) made it a gymnasium of projectual and constructional abilities.  

 

Just as any architect has to use a brick’s mechanical properties as his starting point, the ancient lute makers designed their instruments - be they Lutes, Violon d’arco or Viole da Brazzo - starting from the mechanical and acoustical properties of the available gut strings, and not the other way round. Nobody would design a new internal combustion engine and afterwards start looking for the right type of fuel. 

 

Concerning the stringmakers, we can safely assume that they always produced strings of  the best possible quality compatible with the technology at their disposal.

As example in our opinion, the Lute 1st strings  -in the early 16th century-  had already reached, as far as the tensil strenght is concerned, their ultimate degree of perfection (whereas their potential falseness remained an unsolved problem). 

 

We must point out that improvements in the string quality never took place through a gradual, steady perfecting of production techniques but through sudden technological leaps, which always specifically dealt with the development of Bass strings of a better acoustical performance.

The success of such improvements always had important consequences on our instrument, first of all an increase in the number of  bass strings (originally on one single neck). 

 

Let us now try and explain by what criteria the Lute was the result of the optimization of already available strings, starting from a few basic elements: 

 

1) Working tension: frequency and string length being equal, it only depends from the thickness of the string: the diameter was to be chosen so that the string would be neither too stiff, nor too slack to the touch. 

 

2) Equal feeling: once the diameter that granted the ‘right’ tension was found it should be applied to all strings on the instrument. 

 

3) Inharmonicity of thicker strings: the thicker a string is (tension, string length, quality of the material and manufacturing technique being equal) the lower it sounds, but at the same time the overall acoustical qualities decrease in a progressive manner, until - beyond certain diameters - the increase in stiffness makes them completely unsatisfying. 

 

Let’s look at things in detail: 

 Points 1) and 2) are working conditions that are decided by the player alone. 

Point 3) is a problem that has to do with a law of Physics, whose practical opposite is: any strategy apt to reduce the string’s diameter can only go in the right direction. 

 

The solutions leading to a reduction in diameter, frequency being equal, are:

1) - reduced working tension 

2) - longer string length 

3) - increased string elasticity  

4) - increased specific weight  

 

Point 1) depended on the player (neither too taut nor too slack strings); points 3) and 4) only depended on the string makers and were the cause of real organological and musical eras, as they introduced novelties onto the market. 

 

The only point directly concerning the lute maker was thus point 2): string length and diameter are inversely proportional and in order to optimize the acoustical performance of strings it was necessary to adopt the longest possible string length. This was done to the benefit of the Basses, the thickest strings and therefore most liable to suffer from inharmonicity, in order to reach the smallest possible diameter and consequently the best possible acoustical performance. 

On the other hand it was not possible to increase the string length at will, the breaking point of the treble being the limiting factor. 

 

Let us see why: 

When a string - of any material - is put under increasing stress between two fixed points (string length) a frequency will be eventually reached at which it will snap. This point coincides with the linear breaking load, which for gut experimentally averages 34kg/mm2 (an average value we can assume as reliable - on proven grounds whose demonstration lies beyond the scope of this article - and applicable also to gut trebles from the 16th and 17th centuries). 

 

Such limit, called breaking frequency, is completely independent - counter-intuitive as it may sound - of diameter, and that can be easily verified both mathematically, through the general formula of strings, and experimentally. 

This frequency is directly proportional to the string length; so if you, say, half the string length the frequency will be twice as high. In other words, the product of the string length (in meters) by frequency (in Hertz) is a constant, called Breaking Index

Experimentally, the mean Breaking Index of a modern lute’s treble breaking at 34kg/mm2 is 260 Hz/mt (that is, a string 1 meter long will break, will be expected to at 260 Hz, which equals a stress of 34kg/mm2).

In fact, the lute maker must reason the other way round: the frequency of the treble is the first parameter taken into account when designing an instrument. 

According to the above described proportions, dividing the Breaking Index by the Frequency of the treble will give the theoretical string length at which that string will break. 

 

In the case of a lute in G (g=392 Hz at A 440) we obtain: 260/392=.66mt. 

 

For the practical string length a certain prudential shortening of this critical length must then be taken into account. By how much? The shorter the string the more problematic the acoustical performance of the Basses.  

 

From the examination of some (reliable) surviving Renaissance and Baroque lutes, and the proportions of the instruments described by Pretorius, we could ascertain that the working string length was 2-3 semitones below the theoretical string length described above. 

Why? 

 

Using a research carried out by the lute maker David van Edwards ( 'Gut strings and Angled Bridges' in The Lute Vol XXV 1985) as a starting point, we put under increasing stress a Lute treble and obtained, too, the following curve: 

 

 

 

 

As can be seen, the string keeps its linearity up to about two semitones below breaking point. From there on it loses almost completely its tensility under increasing stress and quickly reaches its breaking point. 

This aspect was of course well known to the Ancients: this is what  Bartoli wrote: ...una corda strapparsi quando non può piú allungarsi... -a string broke when it cannot stretch furthermore- (DANIELLO BARTOLI: Del suono, de’ tremori armonici e dell’udito, a spese di Nicolò Tinassi, Roma 1679, p. 263). 

 

 

                                                                       DANIELLO BARTOLI: ‘Del suono, de' tremori armonici e dell'udito’ 1679.

 

 

So the critical point where the tensility of a treble begins to fail was taken as decisive element when calculating the longest possible working string length on a Lute, to the point of exploiting up to 90-95% of its tensile reserve under working condition. 

In other words they constantly worked close to breaking point. 

 

This curve also explains the well known Renaissance Lute rule which demanded that the first (and expensive!) string be tuned as high as it will go before breaking; but not to worry: the string would warn the lutenist when its extreme limit was nearly reached (a slight turning of the peg would cause a much higher frequency increase than before, thus signalling that the exitus  was nearly reached). 

 

We call this upper limit. There is another, a lower limit, which is, by its own nature, less clearly defined than the upper one, since it is essentially a subjective parameter and has more to do with the acoustical qualities of the lowest bass string. The open string range between the top string (which can not go any higher) and the lowest bass (which defines the boundary of what was acceptable to the ear of the time) summarizes, in extreme synthesis, the state of the manufacturing abilities of the string makers who were contemporaries of our instrument. 

 

Just like a liquid, when poured into any vessel, immediately occupies the maximum surface available, the characteristic of the Lute, strumento perfectissimo et eccellentissimo, was that of exploiting to the largest possible degree the mechanical and acoustical properties of the available strings. 

Even in its constructional optimization, though, it was bound, at both ends, to its limits: but whereas the upper one could never be exceeded (the tensility of gut chantarelles was that and remained that), the lower one was the real, practical field of experimentation for the coming centuries. 


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The strings and their names

Strings produced in the 16th, 17th and 18th centuries, unlike today, were identified by names that immediately pointed to the place of provenance, as a clear sign of quality. 

This particular aspect, in a historical period where copyright did not exist, explains the utter severity with which the corporations of string makers prosecuted commercial frauds, including string makers within the same corporation if they were caught cheating. 

Giving the client absolute guarantee that Munich strings were actually produced in Munich remained an absolute priority throughout centuries of Lute history. 

 

Another point to underline is the manufacturing specialization typical of different geographical areras: in some regions, for instance, string makers would devote themselves to bass strings, in other regions to treble strings, reaching astonishing commercial successes. Florence (bass strings) and Rome (trebles) are emblematic examples. 

 

This does not mean that Florence produced no treble strings at all, we simply wish to point out that if certain areas gradually specialized in a specific product, it was because they must have found a way to excel in it - be it through the high quality standards, or through new products and more rational and improved methods of production.

 

Sources from the 16th, 17th and 18th centuries specifically describing the production of strings for plucked and bowed instruments are scanty, mostly concerning the Lute, which was the most difficult instrument to string. 

 

Regarding the Age of Enlightenment we have an interestig paradox: at a time when the Encyclopedists started for the first time to describe in detail the string making art (together with some important aspects of stringing for bowed instruments, mandolin and especially five course guitar) we know virtually nothing about the Lute in S. L. Weiss’ time: our instrument had already fallen in a dark corner of history which no Light of Reason could illuminate anymore. 

 

Let us now examine the historical sources: 

 

15th century 

We have no commercial denomination whatsoever for Lute strings. 

 

16th century 

The earliest mention of different types of strings come from the manuscript of the Venetian nobleman Vincenzo Capirola (c. 1517): for the first time we have a description of strings of superior quality from Munich (Bavaria); a type of string called ‘Ganzer’ is also mentioned, whose origin is not quite clear, although it might hint at a roped structure (see below). Unfortunately Capirola does not specify where on the instrument the strings he mentions were employed. 

Another known source is Adrien Le Roy (A Briefe and plaine instruction..., London 1574). Le Roy writes that the best strings are those manufactured in Munich (or near it), or in the town of L’Aquila, in Italy: ‘…the best come to us of Almaigne, on this side the toune of Munic, and from Aquila in Italie.’.

 

After this interesting start he goes on to describing how to tell a good string from a false one. He, too, gives no further information about where on the instrument the strings he mentions were employed. 

 

This scanty information is all we have from the 16th century.

 

 

17th century 

The first author who finally throws a bit of light on the question of Lute strings is John Dowland, 1610 (Varietie &c...

 

He divides strings as follows: 

 

- Trebles: from Rome and other parts of Italy’; ‘from Monnekin and Mildorpe (most probably Munich and Meldorf, both in Germany); besides, he mentions other thin strings, which &c. 

 

- Small and Great Meanes: Gansars 

 

- Base: Nuremburge &c. (the best Basses, according to Dowland, are made in Bologna, in ‘Lombardy’) 

 

In Dowland’s work we can see a certain tendency to confusion when describing the Meanes as string typology: it is not quite clear, for instance, whether the smaller strings made in Livorno are Trebles or Meanes. Just as it is not clear whether the coloured strings he mentions belong to the Trebles or to the Meanes (or both). Echoing Capirola, he also mentions Gansars

 

Next comes Michelangelo Galilei who on 6 August 1617, from Munich, wrote to his brother, asking him to get him four thick strings from Florence, for his own and his pupils’ needs. Unfortunately we do not know the commercial name of those strings. 

 

In the Mary Burwell Lute tutor (c. 1670) we read: The good stringes are made at Rome or about Rome and none that are good are made in any other place except the great strings and octaves that are made in Lyons att Fraunce and noe where else’.

 

Here, too, no particular novelties: it confirms what already stated by Mersenne (1636), that the best strings came from Rome. What is new, though, is that Bass strings and octaves were made in Lyon

 

Thomas Mace (1676) is definitely our most exhaustive and valuable source. Like Dowland, he describes three typologies of strings: 

 

-Trebles: top three courses and octave 6th: Minikins; 

 

-Meanes: 4th and 5th and all remaining octaves: Venice catlins

 

-Basses: Pistoys and Lyons

 

Mace, like Dowland, also mentions coloured strings, but is also not clear whether they were used as Trebles or Meanes (or both). 

 

This sums up all the information we have about string typologies in the 17th century. 

 

Romans, Venice Catlins and Lyons appear again in James Talbot’s manuscript (c. 1695), as strings for violin and bass violin. 

 

18th century 

We have no specific terminology about Lute strings. 

 

 

In conclusion, the names given to Lute strings in the 17th century always refer to their place of origin, with two exceptions: Catlins (or Catlines) and Gansars. The former were produced, at least in Dowland’s time, in Italy. We do not know what the Italians called them, though. In the 18th century terms like Catlins/Catlines, Lyons, Pistoys &c disappear completely, to give place to a more generic denomination like: strings made in...  

All-gut bass strings made by string makers gave way to wound basses, which were wound up by the lute maker or even by the player himself. 

An era had thus come to an end. 


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The three ages of the Lute and the three Sorts of strings
(From here on, where we talk of string Sorts, we understand them in Dowland and Mace's sense, as in ‘Varietie of Lute Lessons’ and in 'Musik's Monument')

The history of the lute (meant as family of instruments), seen in relation to the string making technologies which were developed in then course of the 17th and 18th centuries, can be divided in three basic periods, which, generally speaking, are essentially connected to the types of available bass strings:


- Lutes from about the mid-15
th century to about 1570-80 (6 course lute and vihuela).


- Lutes from about 1580 to the end of the 17th century (7, 8, 9, 10 course lutes, long and short extended archlutes, theorbos, 11 course and 13 course d-minor lutes with no, or short, extension and baroque guitars).


- 18th century lutes (11 and 13 course d-minor lutes without extension, 13 course d-minor lutes with swan-neck extension, archlutes, theorbos, mandoras and baroque guitars).



We know that as from the early 17th century (i.e. the time when the lute had an open string range of 2 octaves and a fourth) the ancients felt the necessity to identify  three Sorts of strings (see Dowland, 1610): Trebles, Meanes and Basses.

After a long period of study and practical experimentation we came to the conclusion that, far from being a simple commercial description, the scope of such distinction was to achieve some kind of switch thorough  the registers from trebles to lower bass. 
The acoustical and mechanical problems in the lower registers increase with the increasing string diameters and can only be solved by switching, at the right point, from one type (i.e.Sort) of string to the next. In other words, since it was not possible to unlimitedly increase the diameters, it was necessary to employ different  types of strings, each able to overcome the limits reached in the previous register.

Just like today when we have to work out a complete range of strings for the lute, we assume that ancient string makers followed, from the late 16th century on, three different manufacturing processes in order to produce:


  - Treble strings (Dowland’s and Mace’s Trebles; i.e. Romans, Minikins etc), i.e. the first three courses of both Renaissance and Baroque lutes.

  - Mid register (4th and 5th courses, Dowland’s Meanes, which he divides in Small and Great Meanes; i.e. Gansars).


  - Low register (from the 6th course down, the Basses; Lyons, Pistoys, Catlins).


That different manufacturing processes were not interchangeable is evident both in Dowland (1610) and in Mace (1676): the former says that Gansars (which in his opinion made excellent Meanes) could not be used as Trebles since they would immediately break under stress. On the other hand, had the Meanes been manufactured the same way the Trebles were, we believe they would have presented serious acoustical performance problems, since they would have been much too stiff: Trebles as described by Dowland were rather stiff and prickly to the flesh of the thumb pressing against the string's tip.

Also Thomas Mace, 66 years after Dowland, underlines the fact that the thin Minikins (treble strings) are so strong that if you pull  them with your hands they 'will many times endanger the cutting into your flesh, rather than it will break, although it be a small Treble-Minikin string'. On the contrary, 'your Venice-Catlins (i.e suitables for the 4th and 5th courses) will scarcely be broken, by a mans (reasonable) strength', in spite of being thicker.


R
esearch in the old sources and practical experience in the field of historical string making technologies prompted some hypotheses on what should be today (and probably were in the past) the mechanical and acoustical qualities of each Sort  - the qualities we successfully obtained with our tests through three different manufacturing approaches. On top of that we also employ reckoning criteria strongly biased towards feeling, rather than kilograms, in selecting the lute set-up.

   
At the end of the day, working out gut stringing for the lute looks more like a narrow path than a roomy highway, and  therefore we believe that the solutions we adopted must probably be the same as in the past.

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    Trebles
(Romans, Minikins)

What we aim for here are the highest possible tensile resistance and mechanical resistance under the action of the player’s fingers.

In order to achieve this we must sacrifice the elasticity. We find trace of this in some old sources: Dowland (1610), to quote him once again, stated that a good treble must feel stiff and prickly to the thumb; Baron (1727) claims that a good Roman treble can last up to 4 weeks. Could, say, a couple of weeks playing life have been the rule?

Late 16th, and 17th century sources add to treble strings for lute, guitar and violin only the adjective rinforzato  -renforced-  (see Patrizio Barbieri’s ‘Roman  and Neapolitan Gut Strings, 1550-1950’  in the GSJ May 2006, pp. 176-7).

We believe that this term was only reserved to strings that underwent particular treatments (as reported in some historical sources, like Skippon’s description of a stringmaking workshop in Padua, c. 1660, for instance) apt to stiffen the gut (we do that only with strings of diameters thinner than .48mm).

This kind of strings also needs a low degree of twist, as well as other expediencies, to reach a high breaking point and resistance to abrasion.



Michelangelo Merisi  (1596 ca): detail on the (stiff-straight) thin gut strings

For the second and third courses it is appropriate to moderately increase the amount of twist and leave out the ‘reinforcing’  chemical treatment: we need to start increasing the elasticity a bit, sacrificing a bit of tensile resistance, which is not quite as critical as for the trebles, here. 



    Meanes
(Ganzer, Gansars, thin Venice catlins)

By increasing its thickness, string length remaining equal, a string will gradually lose its acoustical qualities, until it becomes completely dull. This is due to the inner damping effect, called  Inharmonicity. On the Renaissance lute the problem begins to appear as from the fourth course, becoming increasingly serious as we move down the registers. Pairing octave strings on the lower courses was the expedient the ancients employed to retrieve the lost harmonics (see Virdung, 1511).

In order to remedy this loss of acoustic capacity it is necessary to achieve the highest possible degree of elasticity, which is here the most important parameter. This is obtained, no doubt, at the cost of tensile resistance but it is no real problem, since we are far away from the Breaking Frequency  (faq 14).


The way we accomplish this is:

1. By specifically treating the fresh gut in order to reduce its stiffness as much as possible, before twisting. 

2. By employing a more complex twisting procedure (i.e.smooth roped) than that used for ordinary high twist strings in order to further increase suppleness and elasticity.
There is an historical trace about this process: the etymology of Ganzer (Capirola c. 1517) or Gansars (Dowland 1610) may go back to the French Ganse, Ganses, Ganzier, which was a rope-like cord used in the tailoring trade. 

Here is what we could find on this subject: 

 


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 Basses


    Lute/Vihuela bass strings until c. 1570: high twist or roped strings?


Here are our update considerations, based on some recently acquired sources (see Patrizio Barbieri: Roman and Neapolitan gut strings, 1550-1590, GSJ, May 2006, pp 176-7.):

1)  roped strings were already in use on musical instruments as from mid of the 15th century  (Ugolino of Orvieto:  'Declaratio musicae disciplinae' Liber quintus, Capitulum IX:  'De cordarum seu nervorm  instrumentalium subtilitate et grossitie'. 1430-40 ca.)


2) the presence of orditori  (i.e. wheels with three or four rotating hooks used to make ropes) in some 16th century roman stringmakers workshop inventories.



                                                                                                           The Orditori

                                  (from Patrizio Barbieri: Roman and Neapolitan gut strings, 1550-1590, GSJ, May 2006, pp 176-7.)


However, roped strings were probably already in use well before that time:see here an example from the late Roman imperial period:


.


3) To further back up our hypothesis there is a question of acoustical importance strictly connected to lute (and other gut strung -plucked instruments of the time) stringing with double courses rather than single strings.
 As known, a course consists of a string of a given diameter paired with a unison or, in the bass register, with a much thinner one, tuned one octave higher, both to be fretted and plucked simultaneously.
 
Had the lute bass strings from the first half of the 16th century been of the ordinary high twist type we should expect the intonation to be rather critical (it would vary a lot by a minimum turn of a peg) and, by fretting, a noticeably higher frequency increase on the thick string than on the thin octave; a thick string, being stiffer, would also manifest a remarkable frequency instability, depending on amount of pressure and side pull exerted by the fretting finger. 
 This would have caused the two strings in the course to be constantly out of tune.
 Furthermore it must be noted that it is exactly the thicker string that is first met by the fretting fingers, adding a certain extra amount of pressure as compared with the thinner octave: this increases the above mentioned problem even further, especially on the thicker frets.
 This is called pitch distortion and is a function of the string diameter and stiffness, plus the diameter of the fret.
 
Early 16th century lute players never complained about such a problem,  although, we must remember, they always were pretty fastidious about what they considered to be their problems like, for instance, string falseness (and explained how to recognise it with a simple test). Capirola, c. 1517, even revealed his Secreto da ligare le corde sul lauto  - Secret for tying strings on the lute - which he deemed necessary because the strings of his time were, it seems, somewhat ‘conical’ and would therefore increase or decrease in pitch by fretting.
 This leads to the conclusion that the problem of pitch distorsion was never felt: the thick fundamental bass strings must therefore have been stretchy enough to compensate for the frequency increase that a thick (and stiff) string would inevitably have suffered by fretting.
And this is only possible with a rope-like string

Conclusions
We believe that strings with. a smooth rope-like structure (done on fresh gut) were in use for the basses of the 6 course lute until about 1570. In other words, we do not believe that the idea that in the first half of the 16th century the lute basses would be strung with ordinary high twist strings, as commonly accepted until recently, is tenable anymore.
 
 So we advance the hypothesis that around the middle of the 15th century it became possible to add a sixth bass course thanks to the introduction of this type of string, which is much more elastic than an high twist gut string.
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The two-octave open string range typical of the 6 course lute was clearly the acoustical limit for the ears of the time: complaints about the feeble sound of lute basses sound quite actual: Sebastian Virdung ('Musica Getutsch', Basel, 1511) wrote: '...to all three  basses  (Prummer) are added strings of medium thickness...one octave higher. Why that? Because the thick strings cannot be heard so loud in the distance as the thinner ones. Therefore octaves are added, so that they be heard like the others'.
So we can assume that, at least from the string manufacturing point of view,
only two Sorts of string were used on the 6 course lute.





The vihuela case: unissons or octaves?

1. Italian and German string making technology before 1570 ca. (the best of that time) was not so advanced as to grant the production of efficient enough bass strings (octaves were needed to provide the harmonics), as made clear by Virdung.

2. Spain, in the 16th century, ruled over large parts of Italy and, indeed, the viola da mano enjoyed a certain popularity: hard to believe that they could possess any ‘secret’ technology for the production of bass strings without Italian and German string makers, the most renownd in Europe, knowing anything about it. We also know that Spain imported large quantities of strings - from Munich, to be precise - and, had they had bass strings of a superior quality themselves, it would be fair to expect an intensive exporting activity to the rest of Europe, as was later the case with Rome in the 16th and17th cenury, for example.

3. Pisador (1552), talking about the 4th course, made it clear it ought to be strung in unison.


Such a statement could imply that the use of octaves was standard but he did not like it, or it was not appropriate for his music. Hence the necessity to write down something that was outside the musicians’ common practice.


4. Fuenllana (1554) prescribes playing only one the two strings in the couse in some passages (as does Dalza): this artifice is only limited to the 2nd, 3rd and 4th course, though, another hint that at least the 4th would be strung with unisons. We know nothing about the 5th and 6th.


5. Bermudo (1555) states that the guitar’s 4th course has an octave, like the fourth of the lute, or Flemish vihuela. Here can be inferred that the 4th of the vihuela was a unison while the lute wasn’t, since he needs to refer to the lute, an instrument less familiar to him, while it would have been natural to refer to the vihuela. Again, we know nothing about the 5th and 6th.


6. Bermudo also says that if you wish to turn a vihuela into a guitar (4th with octave, all other courses in unison) you simply have to take off the 1st and 6th courses. This would suggest that the vihuela had a unison 4th (but sometimes also a paired octave, as implied by Pisador - see above 3.), i.e. guitar 3rd, and the 5th, i.e. guitar 4th, with octave. It follows that the 6th must also have had an octave.

7. On top of that Bermudo also discusses slanting the bridge (ch. LXXXV), in order to compensate for the amount of space taken by the large knot of the 6th string, which is always referred to in the singular, never in the plural. So the course must have had a paired octave. The larger amount of space taken by the knot (not by the knots!) and the resulting need to slant the bridge in order to keep the length of all strings equal, clearly indicate that the string must have been pretty thick.

If the basses were that thick, they could not, owing to their high Inharmonicity Index, have had such a good acoustical performance.The stringent consequence is that it needed an octave.


8. The only source clearly mentioning unison stringing on the vihuela dates back to 1611, a fairly long time after the instrument had fallen into disuse. This source (Sebastian de Covarrubia’s Tesoro de la lengua castellana, 1611) does not specifically treat musical matters. It is a dictionary compiled at a time where the progress made in the string making technology already allowed to dispose of octave strings on the lute. So it is an anacronism to apply a piece of information from the early 17th century to an instrument that was in use in the mid 16th century. Applying the same principle we could assume, reading Dowland, that Francesco da Milano’s lute was strung with all unisons!


9.
Double treble and unison courses: the fact that the vihuela was generally (but not always) strung with a double treble led some scholars to take that as evidence in favour of all courses having been strung with unisons. We fail to grasp the logic of it. There is, on the other hand, evidence proving that the vihuela could have a single treble, whereas most Renaissance lutes where strung with double trebles.


Conclusions

In the light of all the information we have so far, we suggest that the Spanish vihuela de mano was not strung with unison courses throughout.

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Lute gut bass strings after c. 1570  (7; 8; 9; 10 and 11 course lutes)
(The Strasbourg and Nurenberg- basses; Venice Catlines, Lyons, Pistoys)

  According to some documents we could examine, as from about 1570-75 a seventh course was added on lute, tuned a 4th or 5th below the sixth course: The Lutes of the newe invention with thirtene strynges, be not subiecte to this inconvenince, where of the laste is put be lowe: whiche accordyng to the maner now abaies, is thereby augmented a whole fowerth’,  remarks Adrien Le Roy in his 'A briefe and plaine instruction...'  in 1574.


The problem

If, as by now proven, rope-like strings were already in use in the mid 15th century, and the 6 course lute needed paired octaves in the bass register to compensate for the poor sound, what made it possible to extend the basses down another 4th or 5th?



Maybe at the beginning the acoustical quality of the new basses was not excellent ('...and God knows how well one can hear them... and ...although they are perceived by the ear as not very sweet, because of their poor sound...' comments Vincenzo Galilei in 1568, in his Fronimo),


  

Vincenzo Galilei "Fronimo", Florence 1568



but things improved quite rapidly, implying an important manufacturig development: Michele Carrara’s ‘manifesto’, printed in Rome in 1585, already describes an 8 course lute with the 7th course tuned one 4th, and the eight course one 5th, below the 6th course.

   


The new basses were probably developed to their best in a region between Florence and Bologna (which is where the Venice Catlins mentioned by Dowland in 1610 were produced).


Fact is, the lutenist Michelangelo Galilei, in a letter to his brother Galileo, asks to send him ‘...four thick strings from Florence to meet his own and his students’ needs...’. Michelangelo at the time was living in Munich, one of the most renown string producing centers. It would seem obvious that the local strings were no match for the Florentine basses.

In Alfonso II d'Este's expense list  for the period 1587-97 we read: '210 dozens thin strings sent from Rome to serve Music...' and: ' denari 4 four  buckets of thick strings specially made in Florence...' (see Elio Durante &  Anna Martellotti 'Un decennio di spese musicali  alla corte  di Ferrara', Schena Ed, 1982). In  the ten years covered by the expense list , the associations 'Rome'  to thin strings  and 'Florence' or 'Bologna' to thick ones are repeated many times.


What can we say in matter of the new basses?



Here are our considerations

1) Lute bridgeholes: we found consistently small diameters of string holes in bridges regarded as original: over a period of ten years we carried out a thorough survey on some sixty lutes (and on some bowed instruments) from several European collections. About half of them have bridges we thought we could trust to be original. 




'Joan. Seelos 1699'. Bridge X-ray. Paris, Musèe Instrumental E.540 C.216.


The measuring of the bridge-holes was carried out with accuracy, using rods of increasing exact diameters thus we have verified the maximum passing diameter. It will be worth mentioning that by so doing we do not obtain the actual string-diameter but that of the hole, which was obviously drilled with a certain empirical oversize.


     
  6th bass bridgehole on  the Gerle Lute,Wien 1991                                              4th 2,3 mm hole on the Charles IX Andrea Amati's viola. Ashmolean Museum, Oxford 2007


Natural gut bass strings fitting such small diameters would have to work under a mean tension of about 1.2-1.3 kg  ( see the string- formula): this is the equivalent of a modern lute strung with a tension of 3.0 kg per string and then tuned down 8 or 9 semitones (see Ephraim Segerman: 'On Historical lute Strings  Types and Tensions', FOMRHI bull 77,  October 1994 pp54-7; in this work the actual maximum string diameter was considered equal to the 85% of the maximum passing string hole-diameter).


A critical re-examination of these calculations, though, indicate that the resulting working tensions for historical lute basses may still be overestimated:
those calculations were made on the assumption that the string's diameter remain, under tension, unaltered and the specific weight of gut be 1.3 gr/cm³: a condition applying only to a low twist string, which allows for minimal stretching while keeping its maximum possible compactness and, indeed, density.

But this is not quite the case with rope-like strings (assumed to be the only possibility) : the average density of those strings varies between 1.1 gr/cm³ if left 'knotty' and 1.2 gr/cm³ if polished smooth.

Finally, those strings stretch noticeably when under tension, lowering the diameter to between 87 and 90% of its original value (depending on the degree of stiffness they were produced with), when compared with an equivalent high twist string. 
And a loss in diameter inevitably implies a lower working tension.

So, the combination of these two parameters (lower density and longer strain) result in tensions which are, in fact, reduced to some 74 to 83% of the value previously calculated (depending on whether they are 'knotty' rope-like strings with a high stretching index or smooth-polished and not too 'stretchy').

In conclusion, where the result of theoretical calculation (unstretchable string and 1.3 gr/cm³ density) is a tension of 1.2 kg, the actual tension will only be between .9 and 1.0 kg, for rope-like strings. Thus, given a theoretical estimate of 1.5 kg, the actual tension will result in 1.1 - 1.2 kg.

On a modern lute, strung with an average 3.0 kg tension per string, the corresponding intonation would be some 10 - 11 semitones lower.

 Just try it once on your all gut strung-lute!.



If we consider the traditional gut strings, there are only two options for such small string-holes:


a) Only the basses worked at a much lower tension

This is historically not tenable: it clashes against all 16th and 17th century treatises we know of, where the concept of equal feeling is always insisted upon (which is broadly speaking a light scaling tension).


Here is, for instance:
-Thomas Mace (
Musik's Monument, London 1676):

"The very principal observation in the stringing of a lute. Another general observation must be this, which indeed is the chiefest; viz. that what siz'd lute soever, you are to string, you must so suit your strings, as (in the tuning you intend to set it at) the strings may all stand, at a proportionable, and even stiffness, otherwise there will arise two great inconveniences; the one to the performer, the other to the auditor. And here note, that when we say, a lute is not equally strung, it is, when some strings are stiff, and some slack".


-The Mary Burwell lute tutor (ca. 1670):

When you stroke all the stringes with your thumbe you must feel an even stiffnes which proceeds from the size of the stringes".


-John Dowland
('Varietie of Lute Lessons', di Robert Dowland, 1610):

"But to our purpose: these double bases likewise must neither be stretched too hard, nor too weake, but that they may according to your feeling in striking with your thombe and finger equally counterpoyse the trebles".


b) Lutes were generally very low strung throughout

It is likewise not tenable: with a mean tension of 1.2 kg or less, the first two or three courses would require such small diameters as to be technically impossible to produce (for example, the first three courses on D-minor baroque lute with a 70 cm string length at a-415 Hz pitch would be: 1st = .25 mm, 2nd = .30 mm, 3rd = .40 mm).

In other worlds they are much more thinner than allowed by a fundamental string making rule in the 16th century, i.e. one single whole lamb's gut must be employed to produce a treble string as described, for instance, by Athanasius Kircher in his ‘Musurgia Universalis’ (Rome 1650).




Our tests shows out that, starting from one single whole lamb gut (as A.Kircher suggested), gauges had just an average of  .45-.48 mm, not less.


It has to be borne in mind that with a tension of about 1.2 kg or less, gut basses not only  hardly give any sound at all, but also feel more like
rubber bands and are very hard to control by the thumb of the right hand.



However, the spontaneous question is: for what plausible reason should they string the basses only at such low tension? Why did they not simply drill slightly bigger holes?


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2)
The remarkable performance of all-gut basses in use towards the middle of the 17th century as opposed to the poor quality of bass strings in use in the first half of the 16th century (see Virdung, 1511, and Galilei, 1568): here is what we read in the Mary Burwell lute tutor (c.1670), about the all-gut basses on the lute with short extension: ‘...the confusion that the length of sound produce it alsoe..’  and ‘...every basse sound make a confond with every string...’ and, talking about the eleventh course ‘...the lutemasters have taken away that great string because the sound of it is too long and smothis the sound of the others’.



    English Gaultier with a double-headed lute, as described in the Mary Burwell lute tutor 


Thomas Mace (Chap. XLII, p. 208): "This inconvenience
[i.e. the power and persistence of sound of the basses which causes confusion and dissonances with the higher registers] is found upon French Lutes, when their heads are made too long; as some desire to have them...". 


Our tests pointed out that, on short extended necks, no any modern roped or high twist gut string was able to reach such high performances.

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3)
Mersenne ('